Capital One
PublicTrace currently links 575 federal records across 5 source groups to this company, spanning 2016-01-11 through 2026-10-25. The largest record category is securities disclosures. Inspect sample evidence and follow the original agency links before using a record in a consequential decision.
Selected public evidence
records · 2020-11-03 to 2024-02-21
OSHA · DOLWorkplace safety & labor1record · 2023-12-19 to 2023-12-19
LDAFederal lobbying42filings · 2016-01-11 to 2026-03-13
SECSecurities disclosures302filings · 2017-02-23 to 2026-10-25
1 additional source group is available in the complete history.
Sample federal records
Showing up to five records from selected enforcement, operating-history, lobbying, disclosure, and restricted-party categories. This is not an exhaustive search. Category totals count linked records, not actions against this company. Roles are shown separately; unknown does not mean wrongdoing or clearance.
Federal enforcement-related records
Showing 2 of 2
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DOJ: Capital One Financial Corporation — enforcementView specific source record ↗
Former Capital One Analyst Sentenced for Insider Trading
DOJ · Doj Action Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
DOJ: Capital One Financial Corporation — enforcementView specific source record ↗
Unauthorized Cash Withdrawals from ATM Locations in Shreveport Lead to Conviction of California Man (plea)
DOJ · Doj Action Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party.
Workplace safety & labor
Showing 1 of 1
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OSHA inspection of CAPITAL ONE FINANCIAL CORPORATION (activity 347171985) OSHA · Inspection Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through the establishment record; verify the named party.View source (document specificity unverified) ↗
Federal lobbying
Showing 5 of 42
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LDA: CAPITAL ONE FINANCIAL CORPORATION (filer) second_quarterView source (document specificity unverified) ↗
Lobbying — 2nd Quarter - Amendment (BAN; FIN; TAX) via CAPITAL ONE FINANCIAL CORPORATION — $480,000
LDA · Lobbying Disclosure Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
LDA: CAPITAL ONE FINANCIAL CORPORATION (filer) fourth_quarterView source (document specificity unverified) ↗
Lobbying — 4th Quarter - Report (ECN; FIN; TAX) via CAPITAL ONE FINANCIAL CORPORATION — $1,710,000
LDA · Lobbying Disclosure Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
LDA: CAPITAL ONE FINANCIAL CORPORATION (filer) third_quarterView source (document specificity unverified) ↗
Lobbying — 3rd Quarter - Report (BAN; ECN; FIN; TAX) via CAPITAL ONE FINANCIAL CORPORATION — $1,800,000
LDA · Lobbying Disclosure Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
LDA: CAPITAL ONE FINANCIAL CORPORATION (filer) second_quarterView source (document specificity unverified) ↗
Lobbying — 2nd Quarter - Report (BAN; FIN; TAX) via CAPITAL ONE FINANCIAL CORPORATION — $480,000
LDA · Lobbying Disclosure Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
LDA: CAPITAL ONE FINANCIAL CORPORATION (filer) first_quarterView source (document specificity unverified) ↗
Lobbying — 1st Quarter - Report (BAN; FIN; TAX) via CAPITAL ONE FINANCIAL CORPORATION — $950,000
LDA · Lobbying Disclosure Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party.
Securities disclosures
Showing 5 of 302
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Registration SEC · Registration Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000927628.Source link unavailable
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8-K filingSEC company filings listing (not a specific filing) ↗
Form 8-K - Current report - Item 2.02 Item 9.01
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000927628. -
8-K filingSEC company filings listing (not a specific filing) ↗
Form 8-K - Current report - Item 7.01 Item 9.01
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000927628. -
CERT filingSEC company filings listing (not a specific filing) ↗
Form CERT - Certification by an exchange approving securities for listing
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000927628. -
8-A12B filingSEC company filings listing (not a specific filing) ↗
Form 8-A12B - Registration of securities [Section 12(b)]
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000927628.
These records are currently attributed to Capital One through PublicTrace’s entity-resolution process. Verify the named party and original source before relying on a match. An absent category is not proof that no relevant record exists.
562 additional records · Complete history adds every source group, date/source filters, exports, saved monitoring, and API access.