JPMorgan Chase
PublicTrace currently links 6125 federal records across 10 source groups to this company, spanning 2008-03-27 through 2026-10-26. The largest record category is securities disclosures. Inspect sample evidence and follow the original agency links before using a record in a consequential decision.
Selected public evidence
records · 2008-03-27 to 2024-09-23
OSHA · DOLWorkplace safety & labor9records · 2017-08-10 to 2023-10-01
EPAEnvironmental record1record · 2017-09-19 to 2017-09-19
LDAFederal lobbying23filings · 2016-01-20 to 2020-10-20
SECSecurities disclosures5730filings · 2017-01-18 to 2026-10-26
2 additional source groups are available in the complete history.
Sample federal records
Showing up to five records from selected enforcement, operating-history, lobbying, disclosure, and restricted-party categories. This is not an exhaustive search. Category totals count linked records, not actions against this company. Roles are shown separately; unknown does not mean wrongdoing or clearance.
Federal enforcement-related records
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SEC admin proceeding: JPMorgan Chase & Co.View source (document specificity unverified) ↗
The SEC has ordered the transfer of remaining funds from the Fair Fund to the U.S. Treasury, discharged the fund administrator, canceled the administrator's bond, and terminated the Fair Fund following the completion of…
SEC · Sec Admin Proceeding Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
Former J.P. Morgan Traders Convicted of Fraud, Attempted Price Manipulation, and Spoofing in a Multi-Year Market Manipulation Scheme (dpa, plea, conviction) DOJ · Enforcement-related record Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by a source-name match; verify the named party.View specific source record ↗
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The SEC has charged Neovest Inc., a subsidiary of JPMorgan Chase & Co., for operating as an unregistered broker-dealer and imposed a $2.75 million penalty. SEC · Enforcement-related record Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by an exact source-name match; verify the named party.View source (document specificity unverified) ↗
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J.P. Morgan Securities Admits to Manipulative Trading in U.S. TreasuriesView source (document specificity unverified) ↗
J.P. Morgan Securities LLC admitted to manipulative trading in U.S. Treasury securities and agreed to pay $35 million in penalties to settle SEC charges.
SEC · Enforcement-related record Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
JPMorgan Chase & Co. Agrees To Pay $920 Million in Connection with Schemes to Defraud Precious Metals and U.S. Treasuries Markets (dpa, plea, settlement, indictment) DOJ · Enforcement-related record Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by a source-name match; verify the named party.View specific source record ↗
Workplace safety & labor
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Immigration program violation: $35,857 back wages owed to 1 employee — 1 violation DOL · Immigration Violation Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by a source-name match; verify the named party.Source link unavailable
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OSHA Other violation (citation 01001) — no monetary penalty OSHA · Violation Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through the establishment record; verify the named party.View source (document specificity unverified) ↗
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OSHA inspection of JPMORGAN CHASE & CO (activity 346750656) OSHA · Inspection Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through the establishment record; verify the named party.View source (document specificity unverified) ↗
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Labor violation DOL · Labor Violation Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by a source-name match; verify the named party.Source link unavailable
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FLSA violation: $81 back wages owed to 1 employee — 1 violation DOL · Wage Violation Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by a source-name match; verify the named party.Source link unavailable
Environmental record
Showing 1 of 1
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EPA-regulated facility — 0 inspections, 0 formal actions EPA · Facility Summary Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked through EPA facility record 110063240176.Source link unavailable
Federal lobbying
Showing 5 of 23
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Lobbying — THIRD QUARTER REPORT via JPMORGAN CHASE HOLDINGS LLC — $690,000 LDA · Lobbying Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by a source-name match; verify the named party.View source (document specificity unverified) ↗
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Lobbying — SECOND QUARTER REPORT via JPMORGAN CHASE HOLDINGS LLC — $750,000 LDA · Lobbying Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by a source-name match; verify the named party.View source (document specificity unverified) ↗
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Lobbying — FIRST QUARTER REPORT via JPMORGAN CHASE HOLDINGS LLC — $710,000 LDA · Lobbying Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by a source-name match; verify the named party.View source (document specificity unverified) ↗
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Lobbying — FOURTH QUARTER REPORT via JPMORGAN CHASE HOLDINGS LLC — $670,000 LDA · Lobbying Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by a source-name match; verify the named party.View source (document specificity unverified) ↗
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Lobbying — THIRD QUARTER REPORT via JPMORGAN CHASE HOLDINGS LLC — $680,000 LDA · Lobbying Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by a source-name match; verify the named party.View source (document specificity unverified) ↗
Securities disclosures
Showing 5 of 5730
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424B2 filingSEC company filings listing (not a specific filing) ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000019617. -
FWP filingSEC company filings listing (not a specific filing) ↗
Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000019617. -
FWP filingSEC company filings listing (not a specific filing) ↗
Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000019617. -
424B2 filingSEC company filings listing (not a specific filing) ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000019617. -
424B2 filingSEC company filings listing (not a specific filing) ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000019617.
These records are currently attributed to JPMorgan Chase through PublicTrace’s entity-resolution process. Verify the named party and original source before relying on a match. An absent category is not proof that no relevant record exists.
6104 additional records · Complete history adds every source group, date/source filters, exports, saved monitoring, and API access.