publictrace•
Company profile
Free federal vendor evidence report

JPMorgan Chase

New York, NY

Generated
2026-10-27 19:54 UTC
PublicTrace entity
ent_9f4907c4fe7decf0
Federal records linked
6125
Public evidence samples
8 of 6125
Decision-support evidence, not a clearance.

This live report summarizes records currently attributed to the named entity in PublicTrace. Confirm identity, status, and consequential findings with the original agency. “No records found” means none were found in the current PublicTrace corpus; it does not prove absence. Category totals count linked records, not actions against the company. Roles require source review.

Free report limit

Category overview + up to 8 evidence samples; source links where available.

6117 additional linked records, complete filters, exports, batch review, monitoring, and API access require an account.

Open complete evidence ↗Free accounts include 200 research credits.
01

Subject identity

Public identifiers help distinguish similarly named entities.

EIN13-2624428verified
CIK0000019617verified
LEI8I5DZWZKVSZI1NUHU748verified
EPA_REGISTRY_ID110063240176self_report
RSSD1039502verified
02

Eligibility, registration & restrictions

SAM.gov registration/exclusion, OFAC, and HHS-OIG evidence in the current corpus.

0 records
SAM

Federal procurement

0

No records found in this category in the current PublicTrace corpus.

OFAC

Sanctions list

0

No records found in this category in the current PublicTrace corpus.

OIG

Healthcare exclusion

0

No records found in this category in the current PublicTrace corpus.

03

Federal awards

Contracts, grants, loans, and other assistance attributed to this entity.

0 records
USAspending

Federal contracts & grants

0

No records found in this category in the current PublicTrace corpus.

04

Enforcement & litigation history

Selected federal enforcement and court-record categories; outcomes require source review.

362 records
SEC

SEC enforcement-related records

11

Agency dates: 2008-03-27 to 2024-09-23

sec admin proceeding · 7enforcement · 4

  1. SEC admin proceeding: JPMorgan Chase & Co.Company role: Unknown / not established · The entity match does not establish the company's role in this record.Attributed through PublicTrace entity resolution; verify the named party.
    View source (document specificity unverified) ↗
  2. The SEC has charged Neovest Inc., a subsidiary of JPMorgan Chase & Co., for operating as an unregistered broker-dealer and imposed a $2.75 million penalty.Company role: Unknown / not established · The entity match does not establish the company's role in this record.Attributed by an exact source-name match; verify the named party.
    View source (document specificity unverified) ↗
  3. J.P. Morgan Securities Admits to Manipulative Trading in U.S. TreasuriesCompany role: Unknown / not established · The entity match does not establish the company's role in this record.Attributed through PublicTrace entity resolution; verify the named party.
    View source (document specificity unverified) ↗
  4. SEC admin proceeding: JP Morgan Chase & Co.Company role: Unknown / not established · The entity match does not establish the company's role in this record.Attributed through PublicTrace entity resolution; verify the named party.
    View source (document specificity unverified) ↗
  5. SEC admin proceeding: JP Morgan Chase & Co.Company role: Unknown / not established · The entity match does not establish the company's role in this record.Attributed through PublicTrace entity resolution; verify the named party.
    View source (document specificity unverified) ↗
DOJ

DOJ enforcement-related records

3

Agency dates: 2020-09-29 to 2022-08-10

enforcement · 3

  1. Former J.P. Morgan Traders Convicted of Fraud, Attempted Price Manipulation, and Spoofing in a Multi-Year Market Manipulation Scheme (dpa, plea, conviction)Company role: Unknown / not established · The entity match does not establish the company's role in this record.Attributed by a source-name match; verify the named party.
    View specific source record ↗
  2. JPMorgan Chase & Co. Agrees To Pay $920 Million in Connection with Schemes to Defraud Precious Metals and U.S. Treasuries Markets (dpa, plea, settlement, indictment)Company role: Unknown / not established · The entity match does not establish the company's role in this record.Attributed by a source-name match; verify the named party.
    View specific source record ↗
  3. JPMorgan Chase & Co. Agrees To Pay $920 Million in Connection with Schemes to Defraud Precious Metals and U.S. Treasuries Markets (dpa, plea, settlement, indictment)Company role: Unknown / not established · The entity match does not establish the company's role in this record.Attributed by a source-name match; verify the named party.
    View specific source record ↗
FTC

Consumer protection

0

No records found in this category in the current PublicTrace corpus.

CFPB

Consumer-finance enforcement

0

No records found in this category in the current PublicTrace corpus.

EPA

EPA enforcement-related records

1

Agency dates: 2017-01-23 to 2017-01-23

enforcement · 1

Details available in the complete evidence history.

FDIC

FDIC enforcement

0

No records found in this category in the current PublicTrace corpus.

OCC

OCC enforcement

0

No records found in this category in the current PublicTrace corpus.

FDA

Regulated-product oversight

0

No records found in this category in the current PublicTrace corpus.

FJC

Federal civil litigation

296

Agency dates: 2016-01-20 to 2025-12-31

federal civil case · 296

Details available in the complete evidence history.

FJC

Federal appellate filings

51

Agency dates: 2016-01-15 to 2025-11-26

federal appeal · 51

Details available in the complete evidence history.

05

Workplace & environmental record

Federal safety, wage-and-hour, and environmental records attributed to the entity.

10 records
OSHA

Workplace safety record

4

Agency dates: 2017-08-10 to 2023-07-06

inspection · 2violation · 2

Details available in the complete evidence history.

DOL

Wage & hour enforcement

5

Agency dates: 2017-12-28 to 2023-10-01

labor violation · 3immigration violation · 1wage violation · 1

Details available in the complete evidence history.

EPA

Environmental footprint

1

Agency dates: 2017-09-19 to 2017-09-19

facility summary · 1

Details available in the complete evidence history.

06

Corporate & public disclosures

Securities, adviser, lobbying, and nonprofit filing evidence.

5753 records
SEC

Securities disclosures

5730

Agency dates: 2017-01-18 to 2026-10-26

filing · 5728registration · 2

Details available in the complete evidence history.

IAPD

Investment-adviser registration

0

No records found in this category in the current PublicTrace corpus.

LDA

Federal lobbying

23

Agency dates: 2016-01-20 to 2020-10-20

lobbying filing · 23

Details available in the complete evidence history.

IRS

Nonprofit disclosures

0

No records found in this category in the current PublicTrace corpus.

07

Method & next checks

How to use this report responsibly.

  1. Confirm the subject using legal name, address, and authoritative identifiers.
  2. Open original source links and verify the named party, date, status, disposition, and amount.
  3. Run any legally or contractually required checks directly against the current authoritative systems.
  4. Record the reviewer, decision, notes, and official-source search timestamps in your own file.

See PublicTrace methodology and the live source catalog.