Goldman Sachs
PublicTrace currently links 3820 federal records across 6 source groups to this company, spanning 2015-04-22 through 2026-10-26. The largest record category is securities disclosures. Inspect sample evidence and follow the original agency links before using a record in a consequential decision.
Selected public evidence
records · 2015-04-22 to 2024-09-25
LDAFederal lobbying41filings · 2016-01-20 to 2026-01-20
SECSecurities disclosures3721filings · 2017-02-25 to 2026-10-26
2 additional source groups are available in the complete history.
Sample federal records
Showing up to five records from selected enforcement, operating-history, lobbying, disclosure, and restricted-party categories. This is not an exhaustive search. Category totals count linked records, not actions against this company. Roles are shown separately; unknown does not mean wrongdoing or clearance.
Federal enforcement-related records
Showing 5 of 9
-
SEC admin proceeding: The Goldman Sachs Group, Inc.View source (document specificity unverified) ↗
The SEC has instituted cease-and-desist proceedings against The Goldman Sachs Group, Inc. for failing to timely file required Section 16(a) reports of securities holdings and transactions.
SEC · Sec Admin Proceeding Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
SEC Levies More Than $3.8 Million in Penalties in Sweep of Late Beneficial Ownership and Insider Transaction ReportsView source (document specificity unverified) ↗
The SEC announced settled charges against 23 entities and individuals for late reporting of stock holdings and transactions, resulting in over $3.8 million in penalties.
SEC · Enforcement-related record Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
DOJ: The Goldman Sachs Group, Inc. — enforcementView specific source record ↗
Former Goldman Sachs Managing Director Sentenced to 10 Years in Prison for His Role in Massive Bribery and Money Laundering Scheme (dpa, plea, conviction, forfeiture)
DOJ · Doj Action Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
The SEC has charged Puneet Dikshit, a partner at a global consulting firm, with insider trading related to Goldman Sachs' acquisition of GreenSky Inc. SEC · Enforcement-related record Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed by an exact source-name match; verify the named party.View source (document specificity unverified) ↗
-
SEC admin proceeding: The Goldman Sachs Group, Inc.View source (document specificity unverified) ↗
The SEC has instituted cease-and-desist proceedings against The Goldman Sachs Group, Inc. for violations of the Foreign Corrupt Practices Act related to a bribery scheme involving former senior employees and government…
SEC · Sec Admin Proceeding Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party.
Federal lobbying
Showing 5 of 41
-
LDA: THE GOLDMAN SACHS GROUP, INC. (filer) fourth_quarterView source (document specificity unverified) ↗
Lobbying — 4th Quarter - Report (BAN; ECN; FIN; TAX; TRD) via THE GOLDMAN SACHS GROUP, INC. — $1,660,000
LDA · Lobbying Disclosure Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
LDA: THE GOLDMAN SACHS GROUP, INC. (filer) third_quarterView source (document specificity unverified) ↗
Lobbying — 3rd Quarter - Report (BAN; ECN; FIN; TAX; TRD) via THE GOLDMAN SACHS GROUP, INC. — $640,000
LDA · Lobbying Disclosure Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
LDA: THE GOLDMAN SACHS GROUP, INC. (filer) second_quarterView source (document specificity unverified) ↗
Lobbying — 2nd Quarter - Report (BAN; ECN; FIN; TAX; TRD) via THE GOLDMAN SACHS GROUP, INC. — $560,000
LDA · Lobbying Disclosure Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
LDA: THE GOLDMAN SACHS GROUP, INC. (filer) first_quarterView source (document specificity unverified) ↗
Lobbying — 1st Quarter - Report (BAN; ECN; FIN; TAX; TRD) via THE GOLDMAN SACHS GROUP, INC. — $1,100,000
LDA · Lobbying Disclosure Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party. -
LDA: THE GOLDMAN SACHS GROUP, INC. (filer) fourth_quarterView source (document specificity unverified) ↗
Lobbying — 4th Quarter - Report (BAN; ECN; FIN; TAX; TRD) via THE GOLDMAN SACHS GROUP, INC. — $710,000
LDA · Lobbying Disclosure Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Attributed through PublicTrace entity resolution; verify the named party.
Securities disclosures
Showing 5 of 3721
-
424B2 filingSEC company filings listing (not a specific filing) ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000886982. -
FWP filingSEC company filings listing (not a specific filing) ↗
Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000886982. -
424B2 filingSEC company filings listing (not a specific filing) ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000886982. -
424B2 filingSEC company filings listing (not a specific filing) ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000886982. -
424B2 filingSEC company filings listing (not a specific filing) ↗
Form 424B2 - Prospectus [Rule 424(b)(2)]
SEC · Filing Company role: Unknown / not established · The entity match does not establish the company's role in this record. Why linked: Linked by SEC CIK 0000886982.
These records are currently attributed to Goldman Sachs through PublicTrace’s entity-resolution process. Verify the named party and original source before relying on a match. An absent category is not proof that no relevant record exists.
3805 additional records · Complete history adds every source group, date/source filters, exports, saved monitoring, and API access.